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TEAM LEAD – SEC REGULATED ISSUING HOUSE COMPANY

TEAM LEAD – SEC REGULATED ISSUING HOUSE COMPANY

StreSERT Integrated LimitedIkoyi, LA, ng
1 day ago
Job type
  • Quick Apply
Job description

Job Description

Job Title : TEAM LEAD – SEC REGULATED ISSUING HOUSE COMPANY

Location : Ikoyi, Lagos

Job Summary :

The Team Lead will oversee the strategic and operational activities of the Issuing House, ensuring compliance with SEC regulations and delivering high-quality financial advisory and capital market services. This role requires a profession with some experience in investment banking, capital markets, and regulatory compliance in Nigeria.

Key Responsibilities :

Strategic Leadership

  • Develop and implement operational strategies aligned with the company’s goals and SEC regulations.
  • Lead and manage the team of sponsored individuals and professionals involved in capital market transactions.

Capital Market Operations

  • Oversee the structuring, packaging, and execution of public offerings, private placements, and bond issuances
  • Coordinate the preparation of prospectuses, scheme documents, and other transaction-related materials.
  • Liaise with regulatory bodies including SEC, NSE, and FMDQ for approvals and compliance.

    • Client Advisory

  • Provide financial advisory services to corporate and government clients on capital raising and investment strategies.
  • Develop tailored solutions for clients seeking equity or debt financing.

    • Compliance & Governance

  • Alongside the Compliance Officer ensure full compliance with SEC’s Investments and Securities Act (ISA) 2007 and all relevant rules and guidelines

    • Team Management

  • Mentor and supervise sponsored individuals and junior staff.
  • Foster a culture of professionalism, integrity, and continuous improvement.

    • Qualifications & Experience :

    Educational Requirements

  • Bachelor’s degree in Finance, Economics, Accounting, Law, or related field.
  • Master’s degree or professional certifications (e.g., CFA, ACA, CIS) is an added advantage and SEC sponsored individuals is an added advantage.

    • Professional Experience

  • Minimum of 4–10 years  experience in investment banking, issuing house operations, or capital markets
  • Proven track record in managing public issues, private placements, and bond issuances.
  • Experience working with regulatory bodies and understanding of SEC registration processes.

    • Regulatory Requirements

  • Must have participated in multiple capital market transactions with documented evidence.

    • Skills & Competencies :

  • Strong leadership and team management skills.
  • Excellent analytical and financial modeling capabilities.
  • Deep understanding of Nigerian capital market regulations.
  • Exceptional communication and stakeholder engagement skills.
  • Ability to manage multiple projects and meet tight deadlines.

    • Method of Application

    Interested and qualified candidates should send their CVs to recruitment@stresertintegrated.com using TLFT-25 as subject of the mail.

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    Lead • Ikoyi, LA, ng

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