TEAM LEAD – SEC REGULATED ISSUING HOUSE COMPANYStreSERT Integrated Limited • Ikoyi, LA, ng

TEAM LEAD – SEC REGULATED ISSUING HOUSE COMPANY

StreSERT Integrated Limited • Ikoyi, LA, ng

28 days ago

Job type

Quick Apply

Job description

Job Description

Job Title : TEAM LEAD – SEC REGULATED ISSUING HOUSE COMPANY

Location : Ikoyi, Lagos

Job Summary :

The Team Lead will oversee the strategic and operational activities of the Issuing House, ensuring compliance with SEC regulations and delivering high-quality financial advisory and capital market services. This role requires a profession with some experience in investment banking, capital markets, and regulatory compliance in Nigeria.

Key Responsibilities :

Strategic Leadership

Develop and implement operational strategies aligned with the company’s goals and SEC regulations.
Lead and manage the team of sponsored individuals and professionals involved in capital market transactions.

Capital Market Operations

Oversee the structuring, packaging, and execution of public offerings, private placements, and bond issuances

Coordinate the preparation of prospectuses, scheme documents, and other transaction-related materials.

Liaise with regulatory bodies including SEC, NSE, and FMDQ for approvals and compliance.

Client Advisory

Provide financial advisory services to corporate and government clients on capital raising and investment strategies.

Develop tailored solutions for clients seeking equity or debt financing.

Compliance & Governance

Alongside the Compliance Officer ensure full compliance with SEC’s Investments and Securities Act (ISA) 2007 and all relevant rules and guidelines

Team Management

Mentor and supervise sponsored individuals and junior staff.

Foster a culture of professionalism, integrity, and continuous improvement.

Qualifications & Experience :

Educational Requirements

Bachelor’s degree in Finance, Economics, Accounting, Law, or related field.

Master’s degree or professional certifications (e.g., CFA, ACA, CIS) is an added advantage and SEC sponsored individuals is an added advantage.

Professional Experience

Minimum of 4–10 years experience in investment banking, issuing house operations, or capital markets

Proven track record in managing public issues, private placements, and bond issuances.

Experience working with regulatory bodies and understanding of SEC registration processes.

Regulatory Requirements

Must have participated in multiple capital market transactions with documented evidence.

Skills & Competencies :

Strong leadership and team management skills.

Excellent analytical and financial modeling capabilities.

Deep understanding of Nigerian capital market regulations.

Exceptional communication and stakeholder engagement skills.

Ability to manage multiple projects and meet tight deadlines.

Method of Application

Interested and qualified candidates should send their CVs to recruitment@stresertintegrated.com using TLFT-25 as subject of the mail.

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